SME Governance & Compliance Consulting
Establish board-ready oversight, automate financial MIS forecasting, and implement compliance systems that auditors and investors trust.
SME Governance and Compliance Consulting
Listed companies operate under public scrutiny. Regulators, bankers, and institutional investors expect transparent operations, independent director oversight, and rigorous compliance checks. Our program works beside you to solve existing gaps before bankers begin auditing your files — a core pillar of SME IPO readiness.
We specialise in Board and governance setup for SMEs and establishing MIS and compliance for SMEs before IPO. This helps companies transition from a founder-run model to an institutional enterprise ready for Pre-IPO advisory and BSE SME / NSE Emerge listing prep.
Governance & MIS Areas We Cover
- Board Setup: Sourcing and inducting independent directors, setting up audit, nomination, and remuneration committees.
- Corporate Policies: Designing related-party transaction policies, insider trading prevention, code of conduct, and whistle-blower rules.
- Financial MIS: Structuring segment reporting, gross margin tracking, tax reconciliation, and automated dashboards.
- Internal Audits: Setting up processes and internal financial controls (IFC) to meet peer-review requirements.
Compliance & MIS FAQ
Details on board independence, internal financial controls, and reporting rhythms.
What is the role of governance and compliance in an SME IPO?
Regulators like SEBI, alongside merchant bankers and institutional investors, require structured internal controls. This includes independent directors, risk management committees, related-party transaction policies, and clean reporting. Implementing this early prevents delays and listing rejects.
How does Yaniva help with Board and governance setup for SMEs?
We assist you in structuring a formal Board of Directors. This includes selecting qualified independent directors, drafting terms of reference for audit and remuneration committees, establishing whistle-blower frameworks, and setting up formal governance policies.
What is included in MIS and compliance for SMEs before IPO?
We help you move from manual accounting entries to systematic monthly MIS reviews. This covers gross margin analyses, segment performance, working capital tracking, and budget variations, ensuring your finance team can produce audited quarterly statements within listing deadlines.